4135 NW Urbandale Dr
When building your transition plan, we consider a multitude of factors, including timing, commission payments, client communication, and more. We aim to minimize downtime and create the most efficient transition plan possible for every advisor.
We’ll help you take inventory of your client accounts and note any additional features to ensure a seamless experience for your clients throughout the transition process.
Our Transition Specialist will facilitate your registration with FINRA, submit transfers, follow up on receipt of assets, and track your licenses while keeping you in the loop with updates throughout the transition.
Our robust onboarding and training procedures will get you and your staff up and running quickly and efficiently at the beginning of your transition so there is little down time for your business.
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