4135 NW Urbandale Dr
First, you should know that Brokers Financial is regulated by two different bodies: the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority, Inc. (FINRA).
The SEC is a federal agency responsible for enforcing federal securities laws. FINRA is a private corporation that acts as a self-regulatory organization, and oversees about 4,250 brokerage firms across the United States.
Click here for a list of the types of financial professionals that might work with Brokers Financial (generated by FINRA).